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About Us
Our Firm

Our Firm provides fee-based planning and wealth management services to business owners, professionals and other middle affluent clients. We believe in a comprehensive approach to planning, and as such we provide a panorama of services including our Financial Clarity Planning Process, a full line of diversified
nvestment products*, and a complete employee benefits packages for small businesses. We use a team approach in analyzing and planning a client’s retirement plan, investment portfolio, income tax strategies, risk management, estate planning and business succession issues. Recommendations are based solely on your specific needs, circumstances, and goals, We focus on helping you get to where you need to be to financially confident!

Our Mission

We are a financial services company that prides itself on providing financial planning*, investments* and insurance programs in, we believe, a caring manner. We strive to create a warm, comfortable, non-threatening environment for our clients and employees. We are passionate about helping our clients achieve their personal and business financial goals, by providing them particular opportunities to use comprehensive, risk-managed strategies that are appropriate for their financial situations and that reflect their values and beliefs.

Our Clients

Our Clients share in the realization that by coordinating and managing today’s financial decisions they can achieve their goals for tomorrow. They are individuals and business owners who expect excellence and have made a commitment to achieving it themselves. Our clients want to simplify their life and to be able to spend their time on their businesses and/or careers, their families, and that activities that are most important to them, rather than on trying to manage their own money. Therefore, we believe, they prefer to work with a professional advisor and are committed to entering a long-term, mutually beneficial relationship.

Our Philosophy

Our Philosophy is to provide our clients with a disciplined, comprehensive approach to helping them reach their goals. We feel we offer a higher level of service with a comfortable family feel along with our technical expertise in the management and preservation of wealth.

For business owners, we feel our commitment is to help you handle your employee benefits so you can concentrate on running your business, while educating your employees so they make the best use of their plans and appreciate their worth. We then coordinate your personal and professional life so it all works together.
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 Securities, insurance products, and investment advisory services offered through FSC Securities Corporation and its affiliates, member FINRA and SIPC, and a registered investment advisor. Certain insurance products are offered by Karen Codman, CA insurance license 0B90642, as a licensed agent independent of FSC Securities.

Broadridge Investor Communication Solutions, Inc. does not provide investment, tax, or legal advice. The information presented here is not specific to any individual's personal circumstances.

To the extent that this material concerns tax matters, it is not intended or written to be used, and cannot be used, by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Each taxpayer should seek independent advice from a tax professional based on his or her individual circumstances.

These materials are provided for general information and educational purposes based upon publicly available information from sources believed to be reliable—we cannot assure the accuracy or completeness of these materials. The information in these materials may change at any time and without notice.

This communication is strictly intended for individuals residing in the state(s) of AL, CA, CO and OR. No offers may be made or accepted from any resident outside the specific states referenced.
 


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